Tag: adult spinal deformity

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Long-Term Clinical Benefits of Age-Adjusted Sagittal Correction in Adult Spinal Deformity Surgery

Neurosurgery 98:1040–1050, 2026

This study evaluates long-term clinical outcomes of age-adjusted sagittal alignment correction in adult spinal deformity (ASD) surgery by integrating PI–LL, pelvic tilt, T1 pelvic angle, and SVA. Using hierarchical cluster analysis on 386 patients with long-segment fusion, three postoperative alignment patterns emerged—undercorrected, matched, and overcorrected—correlated with differing radiographic trajectories and complication rates.

Patients in the matched-correction cluster achieved the best balance of clinical improvement (ODI and SRS-22r) and minimized proximal junctional kyphosis/failure, while overcorrection increased mechanical complications despite stronger radiographic correction. The results support a multi-parameter, age-adjusted strategy and propose cluster-derived offset ranges as practical surgical benchmarks.

Aim Evaluate long-term benefits of age-adjusted sagittal alignment in adult spinal deformity surgery by integrating PI–LL, PT, TPA, and SVA using hierarchical cluster analysis.

Cohort Retrospective review of 386 ASD patients undergoing ≥5-level fusion including sacrum/pelvis, with minimum 2-year follow-up (mean follow-up 36.6 months).

Targeting method Postoperative offsets (target − current) for PI–LL, PT, TPA, and SVA were computed using published age-adjusted formulas from 6-week radiographs (or immediate postop if early PJK).

Clustering outcome Patients stratified into 3 clusters (A: 72, B: 211, C: 103) with cluster A undercorrected, cluster B balanced/matched, and cluster C overcorrected trends across all parameters.

Mechanical complications PJK/PJF rates differed by cluster, highest in cluster C (37.9%) vs cluster B (27.5%) and cluster A (20.9%) (P = .046).

Patient-reported outcomes At final follow-up, cluster B had significantly better ODI and SRS-22r outcomes than clusters A and C.

Parameter relationships Offsets showed strong correlations: PI–LL with PT (r = 0.77) and PI–LL with TPA (r = 0.79); weaker with SVA (r = 0.43).

Practical implication A balanced multi-parameter alignment profile (cluster B) best optimized outcomes while reducing complications, supporting integrating multiple sagittal targets rather than relying on a single parameter.

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Machine learning models for predicting patient satisfaction after adult spinal deformity surgery

J Neurosurg Spine 44:457–468, 2026

This clinical study develops and internally validates machine learning–guided logistic regression models to predict patient satisfaction 24 months after adult spinal deformity (ASD) surgery, using 213 patients and three feature-selection methods. Nine routinely measurable predictors—including postoperative WOMAC function, frailty, pelvic compensation, imaging MCID achievement, rFCSA, and SVA—were identified and ranked by SHAP for their influence on satisfaction.

The model showed strong discrimination (AUROC 0.846) and calibration, yielded a nomogram for individualized prognostication, and emphasizes modifiable targets for perioperative care and rehabilitation. Limitations include single-center retrospective design, modest sample size, and inclusion of postoperative variables limiting preoperative decision use.

Goal Develop and internally validate models to predict patient satisfaction 24 months after adult spinal deformity (ASD) surgery, using SRS-22r satisfaction (high satisfaction defined as score ≥ 4.5).

Cohort 213 ASD patients met criteria; 128 (60%) used for training and 85 (40%) for internal test validation.

Pipeline Used three ML feature-selection methods—LASSO, recursive feature elimination (RFE), and Boruta—and retained variables consistently selected by all three.

Final predictors Nine key indicators were retained: rFCSA, fatty infiltration, frailty, pelvic compensation, postoperative SVA, imaging MCID achievement, postoperative subtotal score, postoperative WOMAC function, and change in WOMAC function.

Model Built an interpretable logistic regression model from these predictors; binary cutoff optimized via ROC/Youden index, with SHAP used to rank feature importance.

Performance In the test set, the model achieved AUROC 0.846 and accuracy 0.812 (also reported AUPRC 0.894 and Brier score 0.153).

Top drivers (SHAP order) Higher postoperative WOMAC function, absence of frailty, imaging MCID achieved, larger WOMAC function improvement, higher rFCSA, higher postoperative subtotal, lower postoperative SVA, successful pelvic compensation, and lower fatty infiltration increased satisfaction likelihood.

Implication/limitation Intended mainly to identify modifiable factors to guide postoperative rehabilitation; practical preoperative counseling is limited because key inputs include postoperative variables, and external multicenter validation is still needed.

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The impact of Roussouly sagittal profile changes on postoperative outcomes

J Neurosurg Spine 43:609–615, 2025

This clinical study examines postoperative changes in Roussouly sagittal spinal profiles among 525 adult spinal deformity (ASD) patients and evaluates how shifts between Roussouly types influence mechanical complications and patient-reported outcomes up to two years after fusion surgery. Methods include radiographic classification (current SS-based and theoretical PI-based), HRQOL measures (ODI, SRS-22r, EQ-5D), and multivariate regression to link type changes with PJK/PJF and MCID attainment.

Key findings show 39–59% of patients experienced postoperative Roussouly shape changes, with certain transitions (R1→R2, R2→R4, R3→R4) associated with higher proximal junctional kyphosis/failure risk and R4→R3 linked to greatest mechanical complication risk. R2-mismatched patients had poorer ODI improvement and higher pelvic nonresponse, suggesting Roussouly matching should inform ASD surgical planning.

Roussouly Classification Changes: Postoperative changes in Roussouly sagittal profile are common after adult spinal deformity (ASD) surgery, with 39% of patients experiencing a change in Roussouly type at 6 weeks post-op; type 1 (R1) patients had the highest rate of change (59%) and type 4 (R4) the lowest (26.7%).

Mechanical Complication Risk: Certain Roussouly type changes significantly increase the risk of proximal junctional kyphosis (PJK) and mechanical complications, especially transitions from R1 to R2, R2 to R4, R3 to R4, and R4 to R3.

Health-Related Quality of Life (HRQOL): Overall, Roussouly type changes were not associated with significant differences in minimum clinically important difference (MCID) achievement for SRS-22r scores up to 2 years, except for a lower rate of ODI MCID attainment in R2-mismatched patients.

Surgical Invasiveness and Deformity Severity: R1 patients had the most severe baseline deformity and underwent more extensive surgery, which may contribute to higher rates of postoperative Roussouly type changes.

Matching Theoretical Roussouly Type: Only 48% of patients matched their theoretical (PI-based) Roussouly type postoperatively; those who matched, especially in the R2 group, had better functional outcomes and lower rates of pelvic nonresponse (PNR).

Clinical Implications: Maintaining or restoring the original Roussouly type during ASD surgery may reduce the risk of mechanical complications and improve early functional outcomes, particularly for R2 patients.

Limitations: The study was retrospective, single-center, and limited to 2-year follow-up, which may affect generalizability and long-term conclusions.

Surgical Planning: Accounting for Roussouly type changes and known risk factors (e.g., osteoporosis, advanced age) during surgical planning may help decrease postoperative complications.

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Cervical deformity correction: comparison of neurological, radiographic, and patient-reported outcome measures by three-column osteotomy level

J Neurosurg Spine 43:433–442, 2025

Three-column osteotomy (3CO) for cervical deformity at C7–T1 is linked to higher neurological deficits, less radiographic correction, and worse Neck Disability Index outcomes compared to T2–6 levels. Surgeons should prefer 3CO below T1 when feasible for better neurological and functional results.

• Study compared outcomes of three-column osteotomy (3CO) for cervical deformity at C7–T1 vs T2–6 levels.

• Patients with 3CO at C7–T1 had higher rates of new postoperative neurological deficits (56% vs 18%).

• T2–6 3CO resulted in greater radiographic correction (T1 slope and C2–T4 SVA) than C7–T1 3CO.

• Neck Disability Index (NDI) improved after T2–6 3CO but worsened after C7–T1 3CO at 1 year.

• All patients with neurological deficits had at least partial recovery; 20% achieved complete recovery.

• 3CO level selection is multifactorial, but caudal to T1 is recommended when feasible due to better outcomes.

• Study limitations include retrospective design and single-institution data.

• Largest study to date comparing neurological, radiographic, and patient-reported outcomes by 3CO level.

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Evaluation of Discrepancy Between Radiographic Success and Patient Satisfaction in Adult Spinal Deformity Surgery

Neurosurgery 97:821–828, 2025

Despite radiographic success in adult spinal deformity surgery, 24.1% of patients remained dissatisfied, mainly due to postoperative lumbar stiffness-related disability. Satisfaction was not linked to radiographic parameters but was independently predicted by the modified lumbar stiffness disability index, highlighting the importance of counseling patients about this trade-off.

• About 24.1% of patients were dissatisfied with adult spinal deformity (ASD) surgery despite radiographic success.

• Radiographic success was defined as optimal alignment, no mechanical complications, and no revision surgery.

• Patient satisfaction was measured using SRS-22; scores <4.0 indicated less satisfaction.

• Clinical outcomes (pain, disability, quality of life) improved after surgery, but lumbar stiffness (M-LSDI) worsened.

• No significant differences in radiographic parameters were found between satisfied and less satisfied groups.

• High postoperative lumbar stiffness (M-LSDI score) was the single independent risk factor for dissatisfaction.

• Longer fusion length was associated with higher lumbar stiffness and lower satisfaction.

• Patients should be informed about the trade-off between pain relief and increased lumbar stiffness before surgery.

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Does Anterior Lumbar Interbody Fusion Reduce Mechanical Complication and Pseudarthrosis Rate at the Lumbosacral Junction in Adult Spinal Deformity Surgery in Comparison to Posterior Lumbar Interbody Fusion?

Int J Spine Surg 2025, 19 (4) 409-417

In adult spinal deformity surgery, anterior lumbar interbody fusion (ALIF) at the lumbosacral junction significantly reduces mechanical complications, pseudarthrosis, and reoperation rates compared to posterior lumbar interbody fusion (PLIF), suggesting ALIF should be preferred unless direct posterior decompression is necessary.

• ALIF (anterior lumbar interbody fusion) at the lumbosacral junction significantly reduces mechanical complications and pseudarthrosis rates compared to PLIF (posterior lumbar interbody fusion) in adult spinal deformity (ASD) surgery.

• ALIF is associated with lower rates of implant-related pain and reoperation than PLIF.

• PLIF is an independent risk factor for mechanical complications in long-segment ASD constructs.

• ALIF results in significantly less blood loss, fewer transfusions, and shorter ICU and hospital stays than PLIF.

• ALIF provides superior biomechanical stability and fusion rates, likely due to better endplate preparation and larger cage footprint.

• PLIF remains suitable for cases requiring direct neural decompression, such as severe stenosis or spondylolisthesis.

• Surgical technique selection should consider patient anatomy, surgical goals, and specific pathology at the lumbosacral junction.

• Study limitations include retrospective design, single-center data, and potential selection bias; further multicenter studies are needed.

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Less is more: complication rates and outcome measures of intradiscal osteotomy versus pedicle subtraction osteotomy in adult spinal deformity

J Neurosurg Spine 43:313–323, 2025

In adults with spinal deformity, intradiscal osteotomy (IDO) is as effective as pedicle subtraction osteotomy (PSO) for lordosis restoration and sagittal balance, with similar complication rates but significantly less blood loss, shorter operative time, and less postoperative back pain at 3 months.

• Intradiscal osteotomy (IDO) and pedicle subtraction osteotomy (PSO) are both used to correct adult spinal deformity, aiming to restore lumbar lordosis and sagittal balance.

• IDO and PSO showed similar fusion rates and complication profiles, with no statistically significant difference in rates of proximal junctional kyphosis, hardware failure, DVT, wound infection, or pseudarthrosis.

• IDO resulted in significantly less estimated blood loss (800 ml vs. 1400 ml) and shorter operative time (7 vs. 8.5 hours) compared to PSO.

• IDO patients reported less back pain at 3 months post-op (VAS 1 vs. 3, p=0.01) than PSO patients.

• Both techniques effectively restored lumbar lordosis, but IDO achieved better postoperative sagittal vertical axis (SVA) correction (5 cm vs. 7 cm, p=0.01).

• Higher BMI was a significant risk factor for postoperative complications in both groups.

• IDO is less technically complex, preserves vertebral body integrity, and is more familiar to spine surgeons than PSO.

• IDO can be considered an effective and potentially safer alternative to PSO for selected adult spinal deformity patients.

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The Effect of Transpedicular Injection of Recombinant Human Bone Morphogenetic Protein-2/Beta-Tricalcium Phosphate Carrier on the Prevention of Proximal Junctional Kyphosis in Adult Spinal Deformity Surgery: A Pilot Study

Neurosurgery 96:986–996, 2025

The study explores the use of recombinant human bone morphogenetic protein-2 (rhBMP-2) with beta-tricalcium phosphate (β-TCP) to prevent proximal junctional kyphosis (PJK) in adult spinal deformity surgery. Results indicate reduced PJK incidence and increased bone density at the upper instrumented vertebra.

• The study explores the use of transpedicular injection of recombinant human bone morphogenetic protein-2 (rhBMP-2) with a beta-tricalcium phosphate (β-TCP) carrier to prevent proximal junctional kyphosis (PJK) in adult spinal deformity (ASD) surgery.

• 25 patients received rhBMP-2 injections, and their outcomes were compared with two control groups with 66 and 63 patients each.

• Results showed a significantly lower incidence of PJK in the rhBMP-2 group compared to control groups.

• The injection also led to a significant increase in trabecular bone density at the upper instrumented vertebra (UIV).

• Multivariate analysis indicated that rhBMP-2 injection at the UIV had a protective effect against PJK.

• The study suggests that this method can be easily integrated into surgical procedures to enhance bone density and reduce PJK risk.

• Limitations include the small sample size and lack of randomization, warranting further studies.

• The study concludes that rhBMP-2/β-TCP injection is a promising strategy for preventing PJK in ASD surgery.

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How to Reduce the Risk of Mechanical Failures in Adult Deformity Surgery: Comparing GAP Score and Roussouly Type Restoration

Global Spine Journal 2025, Vol. 0(0) 1–15

DOI: 10.1177/21925682251328285

This study investigates the predictors of mechanical failure in adult spinal deformity surgery, highlighting the significance of the GAP score and Roussouly type restoration in minimizing complications. A proper post-operative GAP Score and spinal alignment restoration are crucial for reducing mechanical failure rates.

Study Design and Methods

• Retrospective cohort study with a 5-year follow-up on adult spinal deformity cases.

• Inclusion criteria: Patients over 18, with at least 4 vertebrae fused.

• Data collected: Demographic, surgical, spinopelvic parameters, and complications.

Key Findings

• Mechanical Complications: Revision surgery rate was 40.6%.

• Higher post-operative GAP scores linked to increased junctional failure risk.

• Roussouly Type Restoration: Failure to restore original type increases mechanical failure risk.

Predictive Analysis

• GAP Score and Roussouly Type are top predictors for mechanical failure.

• Gradient Boosting model showed high predictive accuracy (ASE 0.073).

• Kaplan-Meier Analysis: Higher GAP scores linked to earlier junctional failures.

Recommendations

• Surgical Planning: Restore original Roussouly type and achieve proper lumbar lordosis.

• Avoid Pelvic Retroversion: Ensure proper global balance.

Statistical Analysis

• Logistic regression confirmed GAP score and Roussouly type as significant predictors.

• ROC Curves: Moderate association between GAP score and revision surgery need.

Limitations

• Retrospective design with potential selection bias.

• Asymmetrical sample size of GAP score groups.

Level of Evidence

3 retrospective cohort study

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Hook Fixation at Uppermost Instrumented Vertebra +1 Reduced Proximal Junctional Failure in Adult Patients With Spinal Deformity Having Achieved Optimal Deformity Correction by Sagittal Age-Adjusted Score

Neurosurgery 96:308–317, 2025

• Study Focus: The study investigates risk factors for proximal junctional failure (PJF) in elderly patients undergoing spinal deformity surgery despite achieving optimal sagittal correction.

• Methodology: Retrospective analysis of patients aged 60+ who underwent ≥5-level spinal fusion, focusing on those achieving optimal sagittal correction relative to the sagittal age-adjusted score (SAAS).

• Key Findings: High body mass index (BMI), high lumbar distribution index (LDI), and absence of hook fixation at UIV + 1 are significant risk factors for PJF.

• Statistical Analysis: Multivariate analysis confirmed these risk factors, with BMI and LDI showing significant predictive power for PJF development.

• Clinical Implications: Managing BMI, LDI, and ensuring hook fixation at UIV + 1 could reduce PJF rates, even with optimal sagittal correction.

• Limitations: The study’s generalizability is limited by the predominance of patients with UIV in the lower thoracic spine and inconsistent use of preventive methods.

• Conclusion: Proper management of identified risk factors, along with optimal sagittal correction, may further decrease PJF incidence.

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Pedicle Subtraction Osteotomies for Surgical Correction of Fixed Sagittal Imbalance: A Meta-Analysis and Systematic Review

Neurosurgery 95:1223–1231, 2024

Disruption of the spine’s sagittal balance is associated with significant negative impacts on quality of life. Compared with other spinal osteotomies, pedicle subtraction osteotomy (PSO), which can potentially offer greater correction, is considered technically challenging and performed at lower rates. The aim of this study was to review the use of PSO to correct fixed sagittal imbalance and assess its efficacy and associated perioperative complications.

METHODS: In accordance with the Preferred Reporting Items for Systematic Reviews and Meta-Analyses guidelines, the PubMed, EBSCO host, MEDLINE, and Google Scholar databases were queried for full-text English manuscripts published from 1961 to 2022, exploring PSO for the management of fixed sagittal imbalance. Studies were included if they reported preoperative and postoperative radiographic measurements. The mean Methodological Index for Nonrandomized Studies (MINORS) for included articles was 9.6 ± 1.1. The outcomes of interest included etiology, operative time, blood loss, complications, radiographic outcomes, and patient-reported outcomes. Statistical analysis was performed using a random-effects, inverse variance-weighted meta-analysis of observational data. Pre and postoperative radiographic and clinical outcomes were compared using a Student t-test.

RESULTS: Fourteen studies with 595 patients were included. Meta-analysis showed that the mean operative time was 7.2 ± 2.0 hours, and the average blood loss was 2033 ± 629 mL. After PSO, there was a significant improvement in sagittal vertebral axis (12.41-3.92 cm, P = .0003), LL (13.35°-42.60°, P = .000002), PSO angle (5.11°to À26.91°, P = .0001), and Oswestry Disability Index (55.36-27.35, P = .02). Common complications include pseudarthrosis (8.1%), neurological deficits (7.8%), and proximal junctional failure (6.0%).

CONCLUSION: PSO offers significant correction of sagittal vertebral axis, lumbar lordosis, PSO angle, and Oswestry Disability Index scores despite its reduced utilization in recent years. Blood loss and high complication rates must be considered when evaluating the efficacy of this procedure; however, surgeon experience and operative techniques can be used to reduce morbidity.

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The Role of Pelvic Compensation in Sagittal Balance and Imbalance: The Impact of Pelvic Compensation on Spinal Alignment and Clinical Outcomes Following Adult Spinal Deformity Surgery

Neurosurgery 95:1307–1316, 2024

The Scoliosis Research Society (SRS)-Schwab system does not include a pelvic compensation (PC) subtype, potentially contributing to gaps in clinical characteristics and treatment strategy for deformity correction. It also remains uncertain as to whether PC has differing roles in sagittal balance (SB) or imbalance (SI) status. To compare radiological parameters and SRS-22r domains between patients with failed pelvic compensation (FPC) and successful pelvic compensation (SPC) based on preoperative SB and SI.

METHODS: A total of 145 adult spinal deformity patients who received deformity correction were analyzed. Radiographic and clinical outcomes were collected for statistical analysis. Patients were classified into 4 groups based on the median value of PT/PI ratio (PTr) and the cutoff value of SB. Patients with low PTr and high PTr were defined as FPC and SPC, respectively. Radiographic and clinical characteristics of different groups were compared.

RESULTS: Patients with SPC exhibited significantly greater improvements in lumbar lordosis, pelvic tilt, PTr, and T1 pelvic angle as compared to patients with FPC, irrespective of SB or SI. No apparent differences in any of SRS-22r domains were observed at follow-up when comparing the SB-FPC and SB-SPC patients. However, patients with SI-SPC exhibited significantly better function, self-image, satisfaction, and subtotal domains at follow-up relative to those with SI-FPC. When SI-FPC and SISPC patients were subdivided further based on the degree of PI-LL by adjusting for age, the postoperative function and self-image domains were significantly better in the group with overcorrection of PI-LL than undercorrection of PI-LL in SI-FPC patients. However, no differences in these SRS-22r scores were observed when comparing the subgroups in SI-SPC patients.

CONCLUSION: Flexible pelvic rotation is associated with benefits to the correction of sagittal parameters, irrespective of preoperative SB or SI status. However, PC is only significantly associated with clinical outcomes under SI. Patients with SIFPC exhibit poorer postoperative clinical outcomes, which should be recommended to minimize PI-LL.

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Development and validation of an artificial intelligence model to accurately predict spinopelvic parameters

J Neurosurg Spine 41:88–96, 2024

Achieving appropriate spinopelvic alignment has been shown to be associated with improved clinical symptoms. However, measurement of spinopelvic radiographic parameters is time-intensive and interobserver reliability is a concern. Automated measurement tools have the promise of rapid and consistent measurements, but existing tools are still limited to some degree by manual user-entry requirements. This study presents a novel artificial intelligence (AI) tool called SpinePose that automatically predicts spinopelvic parameters with high accuracy without the need for manual entry.

METHODS SpinePose was trained and validated on 761 sagittal whole-spine radiographs to predict the sagittal vertical axis (SVA), pelvic tilt (PT), pelvic incidence (PI), sacral slope (SS), lumbar lordosis (LL), T1 pelvic angle (T1PA), and L1 pelvic angle (L1PA). A separate test set of 40 radiographs was labeled by four reviewers, including fellowship-trained spine surgeons and a fellowship-trained radiologist with neuroradiology subspecialty certification. Median errors relative to the most senior reviewer were calculated to determine model accuracy on test images. Intraclass correlation coefficients (ICCs) were used to assess interrater reliability.

RESULTS SpinePose exhibited the following median (interquartile range) parameter errors: SVA 2.2 mm (2.3 mm) (p = 0.93), PT 1.3° (1.2°) (p = 0.48), SS 1.7° (2.2°) (p = 0.64), PI 2.2° (2.1°) (p = 0.24), LL 2.6° (4.0°) (p = 0.89), T1PA 1.1° (0.9°) (p = 0.42), and L1PA 1.4° (1.6°) (p = 0.49). Model predictions also exhibited excellent reliability at all parameters (ICC 0.91–1.0).

CONCLUSIONS SpinePose accurately predicted spinopelvic parameters with excellent reliability comparable to that of fellowship-trained spine surgeons and neuroradiologists. Utilization of predictive AI tools in spinal imaging can substantially aid in patient selection and surgical planning.

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Predictors of pelvic tilt normalization: a multicenter study on the impact of regional and lower-extremity compensation on pelvic alignment after complex adult spinal deformity surgery

J Neurosurg Spine 40:505–512, 2024

OBJECTIVE The objective was to determine the degree of regional decompensation to pelvic tilt (PT) normalization after complex adult spinal deformity (ASD) surgery.

METHODS Operative ASD patients with 1 year of PT measurements were included. Patients with normalized PT at baseline were excluded. Predicted PT was compared to actual PT, tested for change from baseline, and then compared against age-adjusted, Scoliosis Research Society–Schwab, and global alignment and proportion (GAP) scores. Lowerextremity (LE) parameters included the cranial-hip-sacrum angle, cranial-knee-sacrum angle, and cranial-ankle-sacrum angle. LE compensation was set as the 1-year upper tertile compared with intraoperative baseline. Univariate analyses were used to compare normalized and nonnormalized data against alignment outcomes. Multivariable logistic regression analyses were used to develop a model consisting of significant predictors for normalization related to regional compensation.

RESULTS In total, 156 patients met the inclusion criteria (mean ± SD age 64.6 ± 9.1 years, BMI 27.9 ± 5.6 kg/m 2 , Charlson Comorbidity Index 1.9 ± 1.6). Patients with normalized PT were more likely to have overcorrected pelvic incidence minus lumbar lordosis and sagittal vertical axis at 6 weeks (p < 0.05). GAP score at 6 weeks was greater for patients with nonnormalized PT (0.6 vs 1.3, p = 0.08). At baseline, 58.5% of patients had compensation in the thoracic and cervical regions. Postoperatively, compensation was maintained by 42% with no change after matching in age-adjusted or GAP score. The patients with nonnormalized PT had increased rates of thoracic and cervical compensation (p < 0.05). Compensation in thoracic kyphosis differed between patients with normalized PT at 6 weeks and those with normalized PT at 1 year (69% vs 35%, p < 0.05). Those who compensated had increased rates of implant complications by 1 year (OR [95% CI] 2.08 [1.32–6.56], p < 0.05). Cervical compensation was maintained at 6 weeks and 1 year (56% vs 43%, p = 0.12), with no difference in implant complications (OR 1.31 [95% CI −2.34 to 1.03], p = 0.09). For the lower extremities at baseline, 61% were compensating. Matching age-adjusted alignment did not eliminate compensation at any joint (all p > 0.05). Patients with nonnormalized PT had higher rates of LE compensation across joints (all p < 0.01). Overall, patients with normalized PT at 1 year had the greatest odds of resolving LE compensation (OR 9.6, p < 0.001). Patients with normalized PT at 1 year had lower rates of implant failure (8.9% vs 19.5%, p < 0.05), rod breakage (1.3% vs 13.8%, p < 0.05), and pseudarthrosis (0% vs 4.6%, p < 0.05) compared with patients with nonnormalized PT. The complication rate was significantly lower for patients with normalized PT at 1 year (56.7% vs 66.1%, p = 0.02), despite comparable health-related quality of life scores.

CONCLUSIONS Patients with PT normalization had greater rates of resolution in thoracic and LE compensation, leading to lower rates of complications by 1 year. Thus, consideration of both the lower extremities and thoracic regions in surgical planning is vital to preventing adverse outcomes and maintaining pelvic alignment.

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Gravity Line–Hip Axis Offset as a Guide for Global Alignment to Prevent Recurrent Proximal Junctional Kyphosis/Failure

Operative Neurosurgery 26:268–278, 2024

Proximal junctional kyphosis/failure (PJK/F) is a potentially serious complication after adult spinal deformity (ASD) corrective surgery. Recurrent PJK/F is especially troublesome, necessitating fusion extension and occasionally resulting in irreversible neurological deficits. The gravity line (GL) offers valuable insights into global sagittal balance. This study aims to examine the postoperative GL–hip axis (GL-HA) offset as a critical risk factor for recurrent PJK/F.

METHODS: We retrospectively reviewed patients with ASD who had undergone revision surgery for initial PJK/F at a single academic center. Patients were categorized into 2 groups: nonrecurrent PJK/F group and recurrent PJK/F group. Demographics, surgical characteristics, preoperative and postoperative parameters of spinopelvic and global alignment, and the Scoliosis Research Society-22 scores were assessed. We examined these measures for differences and correlations with recurrent PJK/F.

RESULTS: Our study included 32 patients without recurrent PJK/F and 28 patients with recurrent PJK/F. No significant differences were observed in baseline demographics, operative characteristics, or Scoliosis Research Society-22 scores before and after surgery. Importantly, using a cutoff of À52.6 mm from logistic regression, there were considerable differences and correlations with recurrent PJK/F in the postoperative GL-HA offset, leading to an odds ratio of 7.0 (95% CI: 1.94-25.25, P = .003).

CONCLUSION: Postoperative GL-HA offset serves as a considerable risk factor for recurrent PJK/F in patients with ASD who have undergone revision surgery. Overcorrection, with GL-HA offset less than À5 cm, is associated with recurrent PJK/F. The instrumented spine tends to align the GL near the HA, even at the cost of proximal junction.

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Economic burden of nonoperative treatment of adult spinal deformity

J Neurosurg Spine 39:751–756, 2023

OBJECTIVE The purpose of this study was to investigate the cost utility of nonoperative treatment for adult spinal deformity (ASD).

METHODS Nonoperatively and operatively treated patients who met database criteria for ASD and in whom complete radiographic and health-related quality of life data at baseline and at 2 years were available were included. A cost analysis was completed on the PearlDiver database assessing the average cost of nonoperative treatment prior to surgical intervention based on previously published treatments (NSAIDs, narcotics, muscle relaxants, epidural steroid injections, physical therapy, and chiropractor). Utility data were calculated using the Oswestry Disability Index (ODI) converted to SF-6D with published conversion methods. Quality-adjusted life years (QALYs) used a 3% discount rate to account for residual decline in life expectancy (78.7 years). Minor and major comorbidities and complications were assessed according to the CMS.gov manual’s definitions. Successful nonoperative treatment was defined as a gain in the minimum clinically importance difference (MCID) in both ODI and Scoliosis Research Society (SRS)–pain scores, and failure was defined as a loss in MCID or conversion to operative treatment. Patients with baseline ODI ≤ 20 and continued ODI of ≤ 20 at 2 years were considered nonoperative successful maintenance. The average utilization of nonoperative treatment and cost were applied to the ASD cohort.

RESULTS A total of 824 patients were included (mean age 58.24 years, 81% female, mean body mass index 27.2 kg/m 2 ). Overall, 75.5% of patients were in the operative and 24.5% were in the nonoperative cohort. At baseline patients in the operative cohort were significantly older, had a greater body mass index, increased pelvic tilt, and increased pelvic incidence–lumbar lordosis mismatch (all p < 0.05). With respect to deformity, patients in the operative group had higher rates of severe (i.e., ++) sagittal deformity according to SRS–Schwab modifiers for pelvic tilt, sagittal vertical axis, and pelvic incidence–lumbar lordosis mismatch (p < 0.05). At 2 years, patients in the operative cohort showed significantly increased rates of a gain in MCID for physical component summary of SF-36, ODI, and SRS-activity, SRS-pain, SRSappearance, and SRS-mental scores. Cost analysis showed the average cost of nonoperative treatment 2 years prior

to surgical intervention to be $2041. Overall, at 2 years patients in the nonoperative cohort had again in ODI of 0.36, did not show a gain in QALYs, and nonoperative treatment was determined to be cost-ineffective. However, a subset of patients in this cohort underwent successful maintenance treatment and had a decrease in ODI of 1.1 and a gain in utility of 0.006 at 2 years. If utility gained for this cohort was sustained to full life expectancy, patients’ cost per QALY was $18,934 compared to a cost per QALY gained of $70,690.79 for posterior-only and $48,273.49 for combined approach in patients in the operative cohort.

CONCLUSIONS Patients with ASD undergoing operative treatment at baseline had greater sagittal deformity and greater improvement in health-related quality of life postoperatively compared to patients treated nonoperatively. Additionally, patients in the nonoperative cohort overall had an increase in ODI and did not show improvement in utility gained. Patients in the nonoperative cohort who had low disability and sagittal deformity underwent successful maintenance and cost-effective treatment.

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Mechanical complications and patient-reported outcome measures associated with high pelvic incidence and persistent pelvic retroversion: the Roussouly “false type 2” profile

J Neurosurg Spine May 12, 2023

OBJECTIVE The objective of this paper was to report mechanical complications and patient-reported outcome measures (PROMs) for adult spinal deformity (ASD) patients with a Roussouly “false type 2” (FT2) profile.

METHODS ASD patients treated from 2004 to 2014 at a single center were identified. Inclusion criteria were pelvic incidence ≥ 60° and a minimum 2-year follow-up. FT2 was defined as a high postoperative pelvic tilt (PT), as defined by the Global Alignment and Proportion target, and thoracic kyphosis < 30°. Mechanical complications, defined as proximal junctional kyphosis (PJK) and/or instrumentation failure, were determined and compared. Scoliosis Research Society22r (SRS-22r) scores were compared between groups.

RESULTS Ninety-five patients (normal PT [NPT] group 49, FT2 group 46) who met the inclusion criteria were identified and studied. Most surgeries were revisions (NPT group 30 [61%], FT2 group 30 [65%]), and most were performed via a posterior-only approach (86%) (mean ± SD 9.6 ± 5 levels). Proximal junctional angles increased after surgery in both groups, without differences between groups. Neither rates of radiographic PJK (p = 0.10), revision for PJK (p = 0.45), nor revision for pseudarthrosis (p = 0.66) were different between groups. There were no differences between groups for SRS-22r domain scores or subscores.

CONCLUSIONS In this single-center experience, patients with high pelvic incidence fixed with persistent lumbopelvic parameter mismatch and engaged compensatory mechanisms (Roussouly FT2) had mechanical complications and PROMs not different from those with normalized alignment parameters. Compensatory PT may be acceptable in some cases of ASD surgery.

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Radiographic and MRI evidence of indirect neural decompression after the anterior column realignment procedure for adult spinal deformity

J Neurosurg Spine 37:703–712, 2022

The anterior column realignment (ACR) procedure, which consists of sectioning the anterior longitudinal ligament/annulus and placing a hyperlordotic interbody cage, has emerged as a minimally invasive surgery (MIS) for achieving aggressive segmental lordosis enhancement to address adult spinal deformity (ASD). Although accumulated evidence has revealed indirect neural decompression after lateral lumbar interbody fusion (LLIF), whether ACR serves equally well for neural decompression remains to be proven. The current study intended to clarify this ambiguous issue.

METHODS A series of 36 ASD patients with spinopelvic mismatch, defined as pelvic incidence (PI) minus lumbar lordosis (LL) > 10°, underwent a combination of ACR, LLIF, and percutaneous pedicle screw (PPS) fixation. This “MIS triad” procedure was applied over short segments with mean fusion length of 3.3 levels, and most patients underwent single-level ACR. The authors analyzed full-length standing radiographs, CT and MRI scans, and Oswestry Disability Index (ODI) scores in patients with minimum 1 year of follow-up (mean [range] 20.3 [12–39] months).

RESULTS Compared with the preoperative values, the radiographic and MRI measurements of the latest postoperative studies changed as follows. Segmental disc angle more than quadrupled at the ACR level and LL nearly doubled. MRI examinations at the ACR level revealed a significant (p < 0.0001) increase in the area of the dural sac that was accompanied by significant (p < 0.0001) decreases in area and thickness of the ligamentum flavum and in thickness of the disc bulge. The corresponding CT scans demonstrated significant (all p < 0.0001) increases in disc height to 280% of the preoperative value at the anterior edge, 224% at the middle edge, and 209% at the posterior edge, as well as in pedicleto-pedicle distance to 122%. Mean ODI significantly (p < 0.0001) decreased from 46.3 to 26.0.

CONCLUSIONS The CT-based data showing vertebral column lengthening across the entire ACR segment with an increasingly greater degree anteriorly suggest that the corrective action of ACR relies on a lever mechanism, with the intact facet joints acting as the fulcrum. Whole-segment spine lengthening at the ACR level reduced the disc bulge anteriorly and the ligamentum flavum posteriorly, with eventual enlargement of the dural sac. ACR plays an important role in not only LL restoration but also stenotic spinal canal enlargement for ASD surgery.

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Characteristics of patients undergoing revision surgery for proximal junctional failure after adult spinal deformity surgery

J Neurosurg Spine 37:402–409, 2022

Score on the proximal junctional kyphosis severity scale (PJKSS) has been validated to show good correlations with likelihood of revision surgery for proximal junctional failure (PJF) after surgical treatment of adult spinal deformity (ASD). However, if the patient has progressive neurological deterioration, revision surgery should be considered regardless of severity based on PJKSS score. This study aimed to revalidate the correlation of PJKSS score with likelihood of revision surgery in patients with PJF but without neurological deficit. In addition, the authors provide the cutoff score on PJKSS that indicates need for revision surgery.

METHODS A retrospective study was performed. Among 360 patients who underwent fusion of more than 4 segments including the sacrum, 83 patients who developed PJF without acute neurological deficit were included. Thirty patients underwent revision surgery (R group) and 53 patients did not undergo revision surgery (NR group). All components of PJKSS and variables other than those included in PJKSS were compared between groups. The cutoff score on PJKSS that indicated need for revision surgery was calculated with receiver operating characteristic curve analysis. Multivariate analysis with logistic regression was performed to identify which variables were most predictive of revision surgery.

RESULTS The mean patient age at the time of index surgery was 69.4 years, and the mean fusion length was 6.1 segments. All components of PJKSS, such as focal pain, instrumentation problem, change in kyphosis, fracture at the uppermost instrumented vertebra (UIV)/UIV+1, and level of UIV, were significantly different between groups. The average total PJKSS score was significantly greater in the R group than in the NR group (6.0 vs 3.9, p < 0.001). The calculated cutoff score was 4.5, with 70% sensitivity and specificity. There were no significant between-group differences in patient, surgical, and radiographic factors (other than the PJKSS components). Three factors were significantly associated with revision surgery on multivariate analysis: instrumentation problem (OR 8.160, p = 0.004), change in kyphosis (OR 4.809, p = 0.026), and UIV/UIV+1 fracture (OR 6.462, p = 0.002).

CONCLUSIONS PJKSS score positively predicted need for revision surgery in patients with PJF who were neurologically intact. The calculated cutoff score on PJKSS that indicated need for revision surgery was 4.5, with 70% sensitivity and specificity. The factor most responsible for revision surgery was bony failure with > 20° focal kyphotic deformity. Therefore, early revision surgery should be considered for these patients even in the absence of neurological deficit.

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Characteristics of Sagittal Spinopelvic Alignment Changes After Symptom Relief After Simple Lumbar Decompression

 Neurosurgery 91:331–338, 2022

Sagittal spinopelvic alignment (SSPA) parameters are essential for the diagnosis of adult spinal deformities (ASDs) and their progression. Certain clinical symptoms that occur in patients with lumbar spinal stenosis (LSS) and herniated nucleus pulposus (HNP) may distort the SSPA and mimic ASD.

OBJECTIVE: To differentiate SSPA in symptomatic patients from asymptomatic patients within 10 minutes in the standing position.

METHODS: This retrospective cohort study evaluated changes in SSPA after simple lumbar decompression surgery in patients with LSS and HNP. Relative sagittal alignment (RSA), relative pelvic version, relative lumbar lordosis (RLL), Lordosis Distribution Index (LDI), and global alignment and proportion (GAP) values were calculated using the conventional Schwab classification method. First, the preoperative and postoperative SSPA parameters were compared. Second, patients were subgrouped into symptomatic within 10 minutes of standing (SP group) and other symptoms of LSS and HNP as controls. Changes in SSPA parameters after symptom relief after simple lumbar decompression surgery were compared between the two groups.

RESULTS: Overall, all SSPA parameters improved after surgery. However, after subgrouping, patients in the control group did not show significant SSPA alterations, except for LDI, whereas patients in the SP group significantly improved in terms of their RSA, RLL, LDI, and GAP values after symptom relief after surgery.

CONCLUSION: Patients with pain on standing within 10 minutes showed significant correction in RSA, RLL, and GAP values after simple lumbar decompression. Therefore, it is important to observe such clinical symptoms to avoid misdiagnosis of ASD.

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